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The FCA is proposing updates to its regulatory framework for alternative asset managers, aiming to simplify market entry and support firm growth, competition, and innovation. The Financial Conduct Authority (FCA)…
The FCA, supported by the City of London Police, conducted an operation in London and Oxfordshire. On 20 March, more than 20 FCA and City of London Police officers searched…
The FCA has imposed a £9.2 million fine on the London Metal Exchange (LME) for failing to maintain adequate systems and controls to manage extreme market stress. Between 4 and…
Crispin Odey has challenged his Decision Notice at the Upper Tribunal, where both he and the FCA will present their cases. The findings outlined in the Decision Notice remain provisional,…
The FCA is reviewing whether adjusting or removing the contactless payment limit could provide greater benefits for consumers, businesses, and the UK economy. The Financial Conduct Authority (FCA) is exploring…
Only 4 in 10 vulnerable customers have disclosed their needs to their financial services provider, according to new FCA-commissioned research. However, those who do share their circumstances tend to have…
The FCA has permanently banned Andrew Pearse and Surjan Singh from working in the UK financial services industry. The former Credit Suisse managing directors were banned after being found to…
A trial has been scheduled for September 2027 at Southwark Crown Court in the FCA’s criminal case against John Dance, the former principal partner of WealthTek LLP. John Dance was…