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At Southwark Crown Court today, brothers Matthew and Nikolas West admitted to insider dealing following an investigation and prosecution by the Financial Conduct Authority (FCA). Between November 2016 and January…
As of 28 April 2025, the Financial Services Compensation Scheme (FSCS) has announced it is now accepting claims related to Campbell & Associates Independent Financial Advice Ltd. Campbell & Associates…
The FCA is introducing proposals to simplify the rules governing the types of funds investment firms must hold to ensure financial resilience during times of stress. The Financial Conduct Authority…
The FCA has charged John Burford with operating an unauthorised investment business and misleading investors, allegedly generating over £1 million. The Financial Conduct Authority (FCA) has brought criminal charges against…
We’ve wrapped up an exciting six-week policy sprint, focused on exploring new ways to support consumers in making confident investment decisions. With just 9% of UK consumers having received regulated…
The FCA is proposing updates to its regulatory framework for alternative asset managers, aiming to simplify market entry and support firm growth, competition, and innovation. The Financial Conduct Authority (FCA)…
The FCA, supported by the City of London Police, conducted an operation in London and Oxfordshire. On 20 March, more than 20 FCA and City of London Police officers searched…
The FCA has imposed a £9.2 million fine on the London Metal Exchange (LME) for failing to maintain adequate systems and controls to manage extreme market stress. Between 4 and…