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Mr. Adrian Douglas, Mr. Liam Martin, and Mr. Frank Oxberry have all referred their Decision Notices to the Upper Tribunal. These notices reflect the FCA’s view of their conduct and…
The FCA plans to initiate a market study on how pure protection insurance products are sold, amid concerns that competition in the market is not functioning effectively. The study is…
Insurers and brokers have improved governance and oversight of how products are designed, managed, reviewed, and distributed, but many still cannot show how they are providing fair value to customers…
The FCA has banned Martin Sarl from working in the financial services industry and fined him £5,021 for acting without honesty and integrity. Between 7 November 2017 and 24 October…
The FCA has secured an order of £4m against an unauthorised mortgage broker and its associates who exploited vulnerable consumers. London Property Investments (UK) Limited (LPI) and NPI Holdings Limited…
The FCA has introduced a comprehensive set of measures aimed at bolstering the UK's capital markets and enhancing its status as a dynamic global financial hub. Proposals for New Public…
The FCA has charged nine individuals in connection with an unauthorized forex trading scheme advertised on social media, and trials are now set to proceed. On July 11, 2024, during…
The FCA has decided to ban and fine three individuals involved in running SVS Securities Plc (SVS), a discretionary fund manager. SVS was responsible for managing investments on behalf of…