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The Financial Conduct Authority (FCA) has banned Paul Taylor, former CEO of Blue Horizon Asset Management (BHAM), from working in financial services and fined him £489,000 after finding that he…
The Upper Tribunal has upheld the Financial Conduct Authority's (FCA) decision to ban Richard Fenech and Heather Dunne from working in financial services, finding that both individuals failed to meet…
FCA Announces Plans for UK Equity Consolidated Tape and Market Reforms The Financial Conduct Authority (FCA) has unveiled a package of reforms aimed at improving transparency, expanding access to market-wide…
FCA Supercharged Sandbox Partners with Anthropic to Accelerate AI Innovation The Financial Conduct Authority (FCA) is expanding its support for responsible artificial intelligence innovation through the second group of firms…
FCA Pushes UK Banks to Improve Access to Basic Bank Accounts The Financial Conduct Authority (FCA) has secured commitments from nine of the UK's largest banks and building societies to…
FCA Announces New Leadership Appointments to Advisory and Practitioner Panels The Financial Conduct Authority (FCA) has announced a series of leadership appointments to its advisory and practitioner panels, reinforcing its…
FCA Censures CACEIS UK and Secures £31.7 Million Payment for WealthTek Clients The Financial Conduct Authority (FCA) has publicly censured CACEIS UK and secured a voluntary payment of £31.7 million…
UK Launches First Bond Consolidated Tape to Enhance Market Transparency The UK has taken a major step toward improving transparency in its financial markets with the launch of the country's…