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The FCA has introduced proposals to simplify corporate bond issuance, making it easier for wealth managers and retail investors to invest in listed companies. The FCA is consulting on a…
The FCA has highlighted the need for wholesale brokers to strengthen their systems, controls, risk awareness, and training to combat money laundering effectively. In a recent review, the FCA emphasized…
The FCA has issued a Final Notice objecting to the proposed acquisition of Olampicaran Limited (Olampicaran) by Mr. Ahmed. His failure to notify and seek approval from the FCA has…
Two FCA investigations into unauthorised debt and claims management activities have led to arrests. In collaboration with West Midlands Police, the Eastern Region Special Operations Unit, and Police Scotland, the…
Richard Fenech and Heather Dunne have challenged the FCA’s Decision Notices by referring them to the Upper Tribunal. These notices reflect the FCA’s view of their conduct and proposed penalties.…
The FCA has proposed new measures to provide millions of UK savers with additional support, enabling them to make better-informed decisions about their pensions. As part of an ongoing review…
The FCA is introducing a bond consolidated tape (CT) to make trade data more accessible and affordable. A bond consolidated tape (CT) aggregates transaction data, including prices and volumes, by…
The FCA is launching a competition to fund research projects aimed at enhancing growth, competitiveness, and regulation in the UK financial services sector. The Financial Conduct Authority (FCA) has announced…