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Daniel Pugh has been sentenced to seven years and six months in prison for operating a £1.3 million Ponzi scheme, following a prosecution by the Financial Conduct Authority (FCA). Daniel…
The FCA and the Practitioner Panel have released the findings from the 2024/25 joint survey of FCA-regulated firms. The survey provides insight into how regulated firms view the FCA’s performance…
Our statement explains how FCA rules on cancellation rights apply, complementing HMRC’s statement on tax treatment of tax-free pension lump sums. On 25 September 2025, HMRC published Newsletter 173 explaining:…
The FCA is inviting feedback on proposed minimum standards that crypto firms will be required to follow. The proposed rules align closely with requirements already in place for traditional financial…
The FCA is launching a £1 million campaign to inform motor finance customers that they do not need to use a claims management company (CMC) or law firm to access…
Matthew and Nikolas West have been sentenced for insider dealing, following a prosecution brought by the FCA. Matthew West received a sentence of 15 months’ imprisonment, suspended for 2 years,…
On 26 August, the FCA approved the London Stock Exchange to operate a PISCES platform, a new type of private stock market. The new platform will allow buyers and sellers…
On 27 June 2025, Fernwood Financial Limited, a high-cost lending firm based in northwest England, officially entered liquidation. Michael Howarth of Aurora Equity & Development Limited has been appointed as…