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Insurers and brokers have improved governance and oversight of how products are designed, managed, reviewed, and distributed, but many still cannot show how they are providing fair value to customers…
The FCA has banned Martin Sarl from working in the financial services industry and fined him £5,021 for acting without honesty and integrity. Between 7 November 2017 and 24 October…
The FCA has secured an order of £4m against an unauthorised mortgage broker and its associates who exploited vulnerable consumers. London Property Investments (UK) Limited (LPI) and NPI Holdings Limited…
The FCA has introduced a comprehensive set of measures aimed at bolstering the UK's capital markets and enhancing its status as a dynamic global financial hub. Proposals for New Public…
The FCA has charged nine individuals in connection with an unauthorized forex trading scheme advertised on social media, and trials are now set to proceed. On July 11, 2024, during…
The FCA has decided to ban and fine three individuals involved in running SVS Securities Plc (SVS), a discretionary fund manager. SVS was responsible for managing investments on behalf of…
The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200. Failures in the firm's systems and controls led to the unintended sale of $1.4 billion in equities across European markets.…
In response to mounting cost-of-living pressures faced by consumers, we've collaborated with Ofgem, Ofwat, and Ofcom to outline our collective expectations for firms across various markets. We've united with fellow…