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Tribunal Upholds FCA Findings in Serious Market Integrity Case The Upper Tribunal has upheld the FCA’s decision that Rangecourt SA (formerly Banque Havilland), its former London CEO Edmund Rowland, and…
FCA Launches Forward-Looking Review on the Impact of Advanced AI in Financial Services The Financial Conduct Authority (FCA) has launched a major review examining how advanced artificial intelligence could shape…
FCA Urges Caution Over High-Risk Investments Such as Mini-Bonds and Loan Notes The FCA is urging consumers to remain cautious when considering high-risk investments, including mini-bonds and loan notes, and…
Tribunal Upholds FCA Ban and £2m Fine in Major Pension Misconduct Case The Upper Tribunal has upheld the FCA’s decision to ban Darren Antony Reynolds from working in financial services…
FCA Fines Consultant for Insider Trading in Oil and Gas Shares The Financial Conduct Authority (FCA) has fined consultant Russell Gerrity £309,843 after he used inside information to generate £128,765…
FCA Review Highlights How Firms Sell Complex ETPs to Retail Investors The FCA has reviewed how firms market and sell complex exchange traded products (ETPs) to retail consumers, reinforcing the…
FCA Takes Action Against Former Carillion Finance Directors The Financial Conduct Authority (FCA) has fined two former finance directors of Carillion plc for their role in issuing misleading market statements…
Paying by contactless could soon be easier than ever, as the FCA removes red tape and gives banks and payment providers greater flexibility to meet changing consumer needs. Under the…